Question 1

Which of the following is MOST important for an IS auditor to review during an AI system audit in order to determine compliance with intellectual property and data rights?

Options :

A : Data performance metrics

B : Data usage agreements

C : Use of open-source intellectual property

D : Model runtime efficiency logs

Answer: B

Question 2

Which of the following is the GREATEST risk associated with using AI in audit planning?

Options :

A : Increased planning costs

B : Scope creep

C : Incomplete data

D : Limited knowledge

Answer: C

Question 3

Which of the following is the MOST important reason to perform regular ethical reviews of AI systems?

Options :

A : To improve the accuracy and performance of the systems

B : To align AI system development with organizational values and principles

C : To ensure the systems align with the preservation of individual rights

D : To identify and mitigate potential data drift within models

Answer: C

Question 4

An IS auditor reviewing documentation for an AI model notes that the modeler utilized a K-means clustering algorithm, which clusters data into categories for correlations and analysis. Which of the following is the MOST important risk for the auditor to consider?

Options :

A :

K-means clustering is not a common data clustering method due to its complexity and difficulty categorizing data correctly.

B : K-means clustering requires the modeler to supervise the learning analysis, which can introduce bias.

C :

K-means clustering algorithms are significantly sensitive to outliers and dependent on the similarity of units of measure.

D : K-means clustering determines the number of clusters for the modeler without supervision.

Answer: C

Question 5

A healthcare organization uses patient data to train an AI model for early disease detection. Which of the following practices provides the BEST assurance that personal data is secure and its integrity is maintained?

Options :

A : Encrypting stored data to reduce exposure and log access

B : Updating the AI model with new data and tracking changes

C : Implementing strict data access controls and conducting security tests

D : Anonymizing patient data and performing regular quality checks

Answer: D

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