Question 1

Which of the following statements concerning access to nonpublic records is MOST ACCURATE?

Options :

A : Once a criminal case is filed, all records obtained by the government are considered public records

B : Nonpublic records cannot be obtained by subpoena or legal order in a civil action

C : In most junsdictions. banks are allowed to turn over a suspect-s account information directly to a fraud victim when there is adequate evidence of wrongdoing.

D : The government usually will not share nonpublic records with a fraud victim during an investigation into the underlying fraud.

Answer: D

Question 2

Which of the following is a factor that fraud examiners should consider when determining whether to dispose of evidence following the conclusion of a fraud examination?

Options :

A : Whether the information was presented by a lay witness or an expert witness

B : Whether the evidence is documentary or testimonial

C : Whether the evidence is direct or circumstantial

D : Whether the organization has a general document retention policy in place

Answer: D

Question 3

Management at First Choice Inc. suspects that Nathan, its chief financial officer (CFO), has been embezzling funds. It hires Rein

a. a Certified Fraud Examiner (CFE), to investigate the matter When conducting the fraud examination. Reina should proceed as though;

Options :

A : After Nathan is terminated, the case will end

B : The case will end in litigation.

C : Nathan is guilty

D : The matter will be resolved completely internally.

Answer: B

Question 4

Which of the following is TRUE of a follow-up/recommendations section in a written fraud examination report?

Options :

A : A follow-up recommendations section is a required part of every written fraud examination report

B : A follow-up/recommendations section calculates the amount of fraud-related loss sustained by the organization

C : A follow-up/recommendations section should state remedial measures for the organization to undertake

D : All of the above

Answer: C

Question 5

When planning for the interview phase of an investigation, which of the following steps should NOT be taken by the fraud examiner?

Options :

A : Consider what the interview is intended to accomplish and state an objective.

B : Review the case file to ensure that important information has not been overlooked

C : Prepare a detailed list of questions to ask the subject during the interview.

D : Ensure that the interview is held in a venue where the subject will feel Uncomfortable

Answer: D

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