Question 1

In the development of a new financial application, the IS auditor’s FIRST involvement should be in the:

Options :

A : control design

B : application design

C : system test

D : feasibility study

Answer: B

Question 2

Which of the following would be of GREATEST concern if noted during an audit of compliance with licensing agreements?

Options :

A : Distribution software is only maintained on a centralized server.

B : The software vendor required monthly verification of licenses.

C : Desktop software is personally expensed and not capitalized.

D : The organization does not monitor upgrades to its software.

Answer: D

Question 3

Which of the following is the BEST way for an organization that is using a Software as a Service (SaaS) application to reduce its risk associated with the collection and protection of personal information?

Options :

A : Limit the amount of personal information collected to industry standards

B : Encrypt personal information held by the organization

C : Limit the amount of personal information collected to the minimum required.

D : Only allow remote access to personal information from an alternate site.

Answer: C

Question 4

Which of the following is the BEST point in time to conduct a post-implementation review (PIR)?

Options :

A : To coincide with the annual PIR cycle

B : Immediately after deployment

C : After a full processing cycle

D : Six weeks after deployment

Answer: D

Question 5

Which of the following BEST describes the role of a document owner when implementing a data classification policy in an organization?

Options :

A : Classifies documents to correctly reflect the level of sensitivity of information they contain

B : Ensures documents are handled in accordance with the sensitivity of information they contain

C : Defines the conditions under which documents containing sensitive information may be transmitted

D : Classifies documents in accordance with industry standards and best practices

Answer: A

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