Question 1

A Swift user has remediated an exception reported by the assessor. What are their obligations before updating

and submitting an attestation reflecting the new compliance level?

Options :

A : The exception must be re-assessed by an independent assessor. The assessor can be different to the one who initially raised the exception

B : The exception must be re-assessed by the same independent assessor that raised the exception

C : The first line of defense can confirm their level of compliance using a self-assessment approach

D : None, if the remediation has been completed, a new attestation can be submitted reflecting the compliance of the control

Answer: A

Question 2

The SWIFT user has a local communication interface as their main channel to SWIFT. For contingency, the SWIFT user also has a connector as a backup channel. What is the architecture type for this SWIFT user? (Select the correct answer)

•Swift Customer Security Controls Policy

•Swift Customer Security Controls Framework v2025

•Independent Assessment Framework

•Independent Assessment Process for Assessors Guidelines

•Independent Assessment Framework - High-Level Test Plan Guidelines

•Outsourcing Agents - Security Requirements Baseline v2025

•CSP Architecture Type - Decision tree

•CSP_controls_matrix_and_high_test_plan_2025

•Assessment template for Mandatory controls

•Assessment template for Advisory controls

•CSCF Assessment Completion Letter

•Swift CSP Assessment Report Template

Options :

A : A1

B : A2

C : A3

D : A4

Answer: B

Question 3

How are online SwiftNet Security Officers authenticated? (Select the correct answer)

•Connectivity

•Generic

•Products Cloud

•Products OnPrem

•Security

Options :

A : Via their PKI certificate

B : Via their swift.com account and secure code card

C : Via their swift.com account

Answer: B

Question 4

A Swift user has moved from one Service Bureau to another What are the obligations of the Swift user in the CSP context?

Options :

A : To inform the SB certification office at Swift WW

B : To reflect that in the next attestation cycle

C : None if there is no impact in the architecture tope

D : To submit an updated attestation reflecting this change within 3 months

Answer: D

Question 5

For which reasons (as per the "CSP Independent Assessment Process for Assessors Guidelines") is it required to keep minutes of all key meetings related to a CSP assessment process (examples: kick-off, scope definition, exit meeting)? (Select all answers that apply)

•Swift Customer Security Controls Policy

•Swift Customer Security Controls Framework v2025

•Independent Assessment Framework

•Independent Assessment Process for Assessors Guidelines

•Independent Assessment Framework - High-Level Test Plan Guidelines

•Outsourcing Agents - Security Requirements Baseline v2025

•CSP Architecture Type - Decision tree

•CSP_controls_matrix_and_high_test_plan_2025

•Assessment template for Mandatory controls

•Assessment template for Advisory controls

•CSCF Assessment Completion Letter

•Swift_CSP_Assessment_Report_Template

Options :

A : To support quality review (audit) processes

B : For documentation purpose

C : To keep key information that can be used as input for the next step in the assessment process

D : To be uploaded in KYC-SA at the end of the assessment (mandated by SWIFT)

Answer: A,B,C

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